-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UTIbwUkx5gp7x1X7I/5ntLbjHnqq2pJJ2KTQyuZBobiwUO3p6H5mj4hqONBOpHJ3 9H3JiiDZr2mZQu/dr8KmXg== 0001140361-04-003604.txt : 20040609 0001140361-04-003604.hdr.sgml : 20040609 20040609141412 ACCESSION NUMBER: 0001140361-04-003604 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040609 GROUP MEMBERS: VALERIE J. NEELEY SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FIRST ROBINSON FINANCIAL CORP CENTRAL INDEX KEY: 0001035991 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 364145294 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-51249 FILM NUMBER: 04855616 BUSINESS ADDRESS: STREET 1: 501 EAST MAIN STREET CITY: ROBINSON STATE: IL ZIP: 62454 BUSINESS PHONE: 6185448621 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NEELEY STEVEN E CENTRAL INDEX KEY: 0001238333 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 501 E MAIN STREET 2: P O BOX 8598 CITY: ROBINSON STATE: IL ZIP: 62454 BUSINESS PHONE: 618 544 8621 SC 13G/A 1 doc1.htm Schedule 13G
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. 01 )*


FIRST ROBINSON FINANCIAL CORPORATION
(Name of Issuer)

COMMON STOCK, $.01 PAR VALUE
(Title of Class of Securities)

336188-10-7
(CUSIP Number)


Calendar Year 2003
(Date of Event which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 
[ ]  Rule 13d-1(b)
[ X ]  Rule 13d-1(c)
[ ]  Rule 13d-1(d)
 

* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 



SCHEDULE 13G
CUSIP No. 336188-10-7
  1. Names of Reporting Persons.
STEVEN E. NEELEY
I.R.S. Identification Nos. of above persons (entities only).
  2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a)  [ X ]       (b)  [    ]
  3. SEC USE ONLY
  4. Citizenship or Place of Organization
US
Number of
Shares
Beneficially
Owned by
Each Reporting
Person With:		 5. Sole Voting Power
225
6. Shared Voting Power
46,800
7. Sole Dispositive Power
225
8. Shared Dispositive Power
46,800
  9. Aggregate Amount Beneficially Owned by Each Reporting Person
47,025
  10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  [    ]
  11. Percent of Class Represented by Amount in Row (9)
9.08%
  12. Type of Reporting Person
IN


         


2



SCHEDULE 13G
CUSIP No. 336188-10-7
  1. Names of Reporting Persons.
VALERIE J. NEELEY
I.R.S. Identification Nos. of above persons (entities only).
  2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a)  [ X ]       (b)  [    ]
  3. SEC USE ONLY
  4. Citizenship or Place of Organization
US
Number of
Shares
Beneficially
Owned by
Each Reporting
Person With:		 5. Sole Voting Power
6. Shared Voting Power
46,800
7. Sole Dispositive Power
8. Shared Dispositive Power
46,800
  9. Aggregate Amount Beneficially Owned by Each Reporting Person
46,800
  10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  [    ]
  11. Percent of Class Represented by Amount in Row (9)
9.04%
  12. Type of Reporting Person
IN


         


3



Item 1.

 

(a)

Name of Issuer

         FIRST ROBINSON FINANCIAL CORPORATION

 

(b)

Address of Issuer's Principal Executive Offices

PRINCIPAL OFFICES:
501 E. MAIN STREET
ROBINSON, IL 62454


Item 2.

 

(a)

Name of Person Filing

STEVEN E. NEELEY

 

(b)

Address of Principal Business Office or, if none, Residence

11500 E. 775TH AVENUE
ROBINSON, IL 62454

 

(c)

Citizenship

US

 

(d)

Title of Class of Securities

COMMON STOCK, PAR VALUE $0.01 PER SHARE

 

(e)

CUSIP Number

336188-10-7


Item 3.

If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

(a)

[    ]

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).

 

(b)

[    ]

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

 

(c)

[    ]

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

 

(d)

[    ]

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).

 

(e)

[    ]

An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

 

(f)

[    ]

An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

 

(g)

[    ]

A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

 

(h)

[    ]

A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 

(i)

[    ]

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

 

(j)

[ X ]

Group, in accordance with §240.13d-1(b)(1)(ii)(J).


Item 4.

Ownership.

 

(a)

Amount beneficially owned:

         47,025

 

(b)

Percent of class:

         9.08%

 

(c)

Number of shares as to which the person has:

 

 

(i)

Sole power to vote or to direct the vote

         225

 

 

(ii)

Shared power to vote or to direct the vote

         46,800

 

 

(iii)

Sole power to dispose or to direct the disposition of

         225

 

 

(iv)

Shared power to dispose or to direct the disposition of

         46,800


Item 5.

Ownership of Five Percent or Less of a Class

          If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [    ].


Instruction: Dissolution of a group requires a response to this item.

         NOT APPLICABLE


Item 6.

Ownership of More than Five Percent on Behalf of Another Person

                  NOT APPLICABLE


Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company

                  NOT APPLICABLE


Item 8.

Identification and Classification of Members of the Group

                  SEE ITEM 4 ABOVE


Item 9.

Notice of Dissolution of Group

         


Item 10.

Certification

                  


SIGNATURE

        After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 
Date:   June 9, 2004
  STEVEN E. NEELEY
  By: /s/ STEVEN E. NEELEY
      STEVEN E. NEELEY
  VALERIE J. NEELEY
  By: /s/ VALERIE J. NEELEY
      VALERIE J. NEELEY
 


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